Historical Perspectives on
the Book
and Information Technology
by Gregory Crane9397
words
posted: April 11, 1998
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Classicists have an unusual perspective on many
of the arguments about the history of the book.
Many critics who lament the passing of the
literate world into which they were born often
frame their concerns in such narrow historical
terms that they can unintentionally trivialize
the changes that fear are overwhelming us.
Clifford Stoll'sSilicon Snake Oil [1]
fiercely critiques the virtual existence offered
by the brave new electronic world, but almost all
of these criticisms were leveled at book culture
as well. Sven Birkert's Gutenberg Elegies [2]
has established itself as a focal point for
resistance, but, telling as many of his points
may be and sympathetic as I find many of his
intellectual values, his work seems to delight in
its limitations.
The intellectual
world upon which he draws scarcely extends beyond
the lifetime of a single human being. The
earliest book that he cites in this collection of
essays was published in 1929 -- not a single
publication was old enough to have forced its way
into the public domain. The Gutenberg Elegies
laments the putative end of an intellectual world
that is anchored in the past two generations --
precisely that period in which in which film,
radio and television have savaged eroded the
culture of the book and in which book culture has
attracted many who enjoy the position of
marginalized intellectuals surrounded by the
barbarian hordes of "mall culture."
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Those who have most closely studied both new
technology and the broader history of
intellectual life seem, for the most part, less
fretful about the future. Richard Lanham rightly
traces modern debates about the role of
technology back to the arguments of rhetoric vs.
truth that centered around Isocrates and Plato in
the fourth century BCE. George Landow and Janet
Murray, trained as experts in Victorian
literature and immersed in the textuality of the
nineteenth century, have emerged among the most
sympathetic and serious analysts of hypertext.
Jerome McGann, an eminent textual critic and thus
expert in the most genuinely (and constructively)
conservative practice of the humanities, has
found in the new medium both a way to publish the
works of Dante Gabriel Rossetti more effectively
than he could in print and a challenge to the
ways in which we conceive of textuality itself.
Jerome McGann's colleague at the University of
Virginia, John Unsworth, the founding editor of
PostModern Culture, is, as director of the
Institute for Advanced Technology in the
Humanities, actively supporting a range of
humanistic research projects that range from the
classical antiquity to modern culture.As a specialist in
classical Greek literature and especially as a
classicist at a university largely dominated by
engineers, MD-Phds, social scientists and
"humanists" deeply suspicious of the
label "humanism" and of all traditional
culture, I understand the position of
marginalized intellectual all too well, but I am,
in many ways, more interested in the general
public than I am in my professional colleagues.
Those of us who have been so fortunate as to win
permanent jobs depend for our continued existence
upon a consensus among non-professionals that
what we do matters. The National Endowment for
the Humanities almost vanished, in large measure
because many American citizens believed, and not
wholly without reason, that humanists had little
interest in, and even disdain for, those outside
of the academy. Decimated, the NEH survived, but
its troubles suggested that we in the humanities
must reestablish the relationship between our
work and society at large. Whatever the fate of
the NEH and whether or not we depend upon NEH's
support for our research, the NEH drew fire that
was aimed squarely at all of us in the
humanities. Electronic media -- whether
self-standing artifacts like CD-ROMs and Digital
Video Disks or distributed hypertexts like the
World Wide Web -- constitute a new vernacular,
much as Italian or Chaucer's English. It is our
responsibility, as humanists, not only to master
this vernacular but to foster its development.
The greatest challenge that we face over the
coming years is the need to adapt ourselves to
the new media and the new media to those
intellectual and cultural values that we cherish.
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Classicists as a group certainly have their share
of techno-angst and the achievements of our
discipline in adapting digital tools to our use
have not assuaged the fears that many of our
colleagues still share. Nevertheless, those
trained in classics who have thought seriously
about the technology often seem much less anxious
than many of their post-modern colleagues: a
generation ago, the classicist Eric Havelock
earned a prominent position beside Marshall
McCluhan and Walter Ong as a pioneer in the study
of media and culture. More recently, Jay Bolter
and James O'Donnell have emerged among the most
creative analysts of the changes around us.
Richard Lanham's insights derive much of their
strength from his sense of history and from this
recognition that debates about electronic media
now raging continue discussions underway since
the continuous European tradition of literate
culture took shape in the fifth-century BCE.The enthusiasm with which
many classicists have embraced the new technology
has several causes. First, the book-- the
physical object with two covers and rectangular
pages bound together -- has been grossly
misrepresented. The codex is a relatively late
product and our earliest references to the codex
appear in the poems of Martial during the late
first century CE, after the Greeks and the Romans
had built up more than eight hundred years of an
intensely felt textual culture. The great library
of Alexandria, when in the first century BCE it
caught fire for the first time, was therefore
stuffed full of scrolls and not books.
Vergil, writing
in the first century BCE, was one of the most
influential intellectual figures and successful
poets who ever lived. He produced poems that
played to a passionate immersion in and
commitment to literary texts. But Vergil lived in
a world of scrolls -- he probably never saw a
book in his entire life. I have yet to see any
cogent argument that the arrival of the codex
improved the quality of literature or made
possible more keenly felt literary sensibilities
than those that we can, by dint of much hard work
and skill, recover from the work of Vergil or the
Hellenistic Greek poets who preceded him. I have
no desire to play off Vergil against Dante, or
Homer against Shakespeare or to argue that the
cultures of the codex or that of print are
inferior to that which was in place when the
codex first began to appear. But I see no basis
at all for an argument that book culture per se
allowed human beings to reach higher levels of
literary creativity or to participate in a richer
intellectual world than the written culture that
preceded it.
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Second, it is not at all clear that the effects
of the codex upon reading were, on the balance,
at all good for that intense linear reading which
we celebrate as the starting point of literary
experience. The comparison between printed book
and later twentieth century computer screen has
not carried us very far. The real comparison
should be between the codex and the scroll.It would be interesting to
perform experiments comparing the experience of
readers working through a continuous text, from
beginning to end, in a codex and in a continuous
scroll. It would not be easy to design a
convincing experiment that probed these
differences if all of the participants in this
experiment had grown up in book cultures: we
would have to compare the impressions of those
who grew up handling scrolls to those whose
parents had, as impressionable children, had
listened to their own parents read codices to
them in bed. I suspect that a published essay
called "The Aristotle Elegies,"
lamenting the fall of that scroll culture which
the great Athenian intellectual had helped to
define, would have found a sympathetic audience
in the second century CE.
First, the codex
was successful not for literary but for
utilitarian reasons. First, the book, with its
flat pages laid on top of one another, takes up
less space than a scroll: codices take up less
"shelf-space." Second, because codices
readily support writing on both sides, they could
store roughly twice as much information per
square inch. Despite the wastage that comes from
having bottom and top margins and empty space
near the binding, codices are essentially a
double-density storage medium -- a savings
especially significant before the development of
inexpensive paper. Third, even in manuscript form
and before the settled conventions of running
headers, standard page numbers, tables of
contents, indices and other aids solidified in
the age of print, books are far better suited to
random access than scrolls. It is hard to imagine
that you could ever unroll a lengthy scroll as
quickly as you can flip the pages of the codex.
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It was the codex that encouraged a culture of
rapid, silent reading. Readers of a scroll
expected to read slowly. Words were run together
and paragraphs were not marked -- storage media
was expensive but processing time was less of a
concern because readers expected to spend a more
time working their way through the document:
silent (and thus rapid) reading was a relatively
late development. Readers who sounded out the
words before them experienced the text both
visually and aurally -- thus drawing upon more
than one sense at a time and anticipating a
learning practice that cognitive scientists
encourage. Full-blown book culture -- which
married the codex to mechanical reproduction --
produced a world of vast documents, quickly
written and even more quickly consumed.
Concentrated, self-consciously literary novelists
such as Proust, James and, of course, Joyce,
wrote against this tendency, saturating the
ultimate codex genre, the novel, with that
density of meaning and of reference which we can
find already in Vergil (and, indeed, in the
haunting prose of Thucydides). The great
novelists were thus renewing, in a different
medium and genre, that literary intensity which
writing allows us to trace thousands of years
further back. They were trying to charge the
non-linear and rapidly-read codex with the
literary texture that emerged with the texture of
the linear and slowly-read scroll.The preeminent literary
genre of the book may well be the novel, but the
preeminent genre of the book is the utilitarian
reference tool -- the accountant's ledger, the
maintenance manual, and, above all, the bulging
filing cabinet (itself nothing less than a mass
of fluid codices). To sacralize the book as an
object in the defense of a literary or cultural
ideal is thus a losing cause for two reasons.
First, the book itself is part of the problem,
for if we accept the book in place of the scroll,
then we have reinforced that utilitarian logic
that leads to the electronic hypertext is an
entirely logical and defensible continuation.
Second, if we, as
defenders of books and book culture, do not take
into consideration the culture that precedes the
book, we open ourselves to severe criticisms on
both scientific and traditional grounds. Not only
is our argument profoundly flawed but, if our
understanding of history and literature is so
shallow that we are oblivious to almost a
millenium of Greco-Roman literary achievement,
then how can we expect anyone else to respect the
past? We certainly cannot all spend years
studying Greek and Latin, but, if we entirely
ignore Greco-Roman antiquity, we weaken the cause
of all cultural memory and of that culture to
which the scroll, the codex and the printed books
have all contributed.
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Media constrain the intellectual paths that we
can and do pursue, but human creativity can
sooner or later exploit the potential of any
medium flexible enough to permeate a society.
Different forms of media are relatively neutral:
the printed book gave us not only the novel and
the massive reading audience but tabloids that
cynically play to the seamiest instincts that
North American mass culture can tolerate -- and
academic publications just as cynically aimed at
reviewers and at the tenure/promotion/better jobs
etc. that these reviewers will confer. To
attribute such phenomena to a relentless
technological determinism is a self-defeating
strategy, because it can justify the role of
querulously superior bystander.But if media are
relatively neutral with respect to one another
and susceptible to development in various ways,
media themselves are not neutral. Once we
transfer our ideas from the wetware between our
ears and inscribe them in some artificial medium,
whether a Sumerian clay tablet or an expert
system for analyzing Greek morphology, storing
our ideas over time and transmitting them to
people whom we have never physically seen, we
have entered a new world. The most cogent issues
that we face today were already striking sparks
classical Greece -- long before computers,
printing presses or the codex. On the one hand,
classical literary texts exhibit a technological
boosterism comparable with which the capital
hungry modern entrepreneur should sympathize. The
lyric poet Pindar, a professional well paid for
his skills and for the celebrity that he could
confer, begins one poem by thumbing his nose at
the sculptors with whom he competed for contracts
to perpetuate the memory of the rich and
successful: I am not a sculptor, to make statues
that stand motionless on the same pedestal. Sweet
song, go on every merchant-ship and rowboat that
leaves Aegina, and announce that Lampon's
powerful son Pytheas [5] won the victory garland
for the pancratium at the Nemean games, a boy
whose cheeks do not yet show the tender season
that is mother to the dark blossom. (Pind. Nem.
5.1-6 (tr. Svarlien))
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The famous athlete may erect a statue
commemorating his deeds at Delphi and Olympia --
these sites were, by the end of antiquity,
crammed with statues and functioned very much
like modern sports halls of fame -- but statutes,
however imposing, can only be in one place at one
time. When Pindar composed a poem, the text
generally consisted of a few hundred words that
could be readily copied and that could spread on
every ship, great and small, throughout a Greek
speaking world that extended from Spain to
Russia. Neither Pindar nor his patrons had ever
heard of copyright -- nor is it likely that they
would have found much to commend this modern
concept. Poet and patron alike depended for their
success on the furious, uncontrolled circulation
of the written text. The poet accumulated wealth
by receiving generous gifts in exchange for each
poem, and the cumulative fame of prior work lead
to the next job -- in this regard, the poet
earned money much more like a modern architect
than author. The patron paid the poet because he
wanted his name to be known as broadly as
possible in space and as deeply as possible in
time to come -- in the case of Lampon, surely one
of the more successful investments in history,
since we still possess the poem above, recalling
Lampon and his son Pytheas each time that we read
it.The
tragic drama Prometheus Bound is even more
audacious. Zeus has punished Prometheus for
giving mortals the gift of fire. At the center of
this play stands a speech in which Prometheus
recounts the many benefits that he had conferred
on mortals: "But I do not speak of this; for
my tale would tell you nothing except what you
know. Still, listen to the miseries that beset
mankind -- how they were witless before and I
made them have sense and endowed them with
reason. [445] I will not speak to upbraid mankind
but to set forth the friendly purpose that
inspired my blessing."
"First of
all, though they had eyes to see, they saw to no
avail; they had ears, but they did not
understand; but, just as shapes in dreams,
throughout their length of days, [450] without
purpose they wrought all things in confusion.
They had neither knowledge of houses built of
bricks and turned to face the sun nor yet of work
in wood; but dwelt beneath the ground like
swarming ants, in sunless caves. They had no sign
either of winter [455] or of flowery spring or of
fruitful summer, on which they could depend but
managed everything without judgment, until I
taught them to discern the risings of the stars
and their settings, which are difficult to
distinguish."
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"Yes, and numbers, too, chiefest of
sciences, [460] I invented for them, and the
combining of letters, creative mother of the
Muses' arts, with which to hold all things in
memory." (Aesch. PB 447-461)Ostentatiously turning its
back on earlier visions of a glorious heroic age
(such as we see in Hesiod and Homer), this
fifth-century Prometheus envisions a near
Hobbesian early man whose life is nasty, brutish
and short: before Prometheus, men had been
helpless, utterly at the mercy of their
environment. The speech goes on at some length
cataloguing the various technical skills for
which Prometheus was responsible, including (in
the passage quoted above) architecture, an
astronomically based calendar, and (in subsequent
sections) domestication of animals, sea-faring,
medicine, and metallurgy. At the core of
Prometheus' gifts stand numbers, mathematics and
writing -- the mother of the Muses' arts, which
holds all things in memory.
Fifth-century
Greeks were acutely sensitive to the impact that
an artificial storage system had exerted upon
their culture. Their society remained, for the
most part, oral:[3] contracts were pronounced
before witnesses rather than signed and writing
occupied a position closer to computer
programming (i.e., a technical skill, fully
mastered by a relative few) than modern writing
(i.e., a fundamental skill which society expects,
at least, all its members to acquire). Greeks did
not have to be literature themselves to recognize
that writing was something new and different.
Certainly, the
power of (then) modern information technology
provoked, in classical Athens, anxiety as well as
triumphalist visions. Euripides' Phaedra
committed suicide but left behind a letter
falsely accusing Hippolytus, her step-son, had
sexually assaulted her (Eur. Hipp. 885-886):
Theseus, Phaedra's husband, takes the message at
face value. Hippolytus, confronted by a written
message but, unable to interrogate the writer
(Eur. Hipp. 1021ff.), is unable to defend
himself. His father, to the dismay of the chorus,
puts more credence in the uninterrogated writing
of Phaedra than in a solemn oath sworn by
Hippolytus (Eur. Hipp. 1036-1037), thus
dramatizing the dangers of transferring authority
from speech and to contemporary information
technology -- we might compare the modern image
of an innocent trapped by misinformation that had
"gotten into the computer." Writing
both subverted and conferred authority: written
law was, at least in the letter, fixed and, in
theory, could be reviewed by all. Writing thus
reduced the leeway of judges and of those who
were expert in traditional wisdom. At the same
time, writing allowed new laws to take on an
instant authority that only usage over time could
confer in a traditional society. Someone
embroiled in a court case could appeal to the
fact that a law was still agraphos, unwritten, to
defend himself (e.g., Andoc. 1.85-86), but
Athenians, who, like contemporary Americans, were
remarkable for their reliance upon new media,
were also deeply skeptical of these technologies.
The Thucydidean Perikles, in his idealizing
description of Athenian society, boasts that his
fellow-citizens pay particular attention to those
laws which are unwritten (agraphos: Thuc.
2.37.3). Elsewhere we hear that Perikles was
especially scrupulous to respect these unwritten
laws which constituted the traditional culture
and morality of Greek culture (Lys. 6.10).
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Sophocles' Antigone, of course, turns upon
the ambiguities of written law and on the
overzealous legislation of an (initially at
least) progressive leader. Creon begins by
following the most enlightened and indeed radical
strand of Greek political thought when he asserts
that he will subordinate his own personal
interests and affections to those of the
city-state (Soph. Ant. 163-210), but he
ultimately wilts before Antigone and her stubborn
defense of "unwritten laws" (Soph. Ant.
450ff.).[4] The play critiques modern ideas (esp.
those of Protagoras) and the modern technology of
writing at once.Thucydides, the Athenian
writer who did much to invent not only history
but also the academic monograph, offers perhaps
the most sustained and interesting example of
that excitement which some Greeks felt for the
new technology of his time. Herodotus published
what may have been the first
"book-length" prose work in the
continuous tradition of Western tradition,[5] but
Thucydides played D. W. Griffith to Herodotus'
Edison, for, just as Griffith is credited with
inventing film as a medium in its own right and
not an imitation of stage, Thucydides produced a
prose work that was conceived as a written
document rather than a script for, or transcript
of, performance. Thus, after a description of his
methodology and of the pains that he took in
collecting his data, Thucydides contrasts his
work with that of his predecessors: "The
absence of romance in my history will, I fear,
detract somewhat from its interest; but if it be
judged useful by those inquirers who desire an
exact knowledge of the past as an aid to the
interpretation of the future, which in the course
of human things must resemble if it does not
reflect it, I shall be content. In fine, have
written my work, not as an essay which is to win
the applause of the moment, but as a possession
for all time. (Thuc. 1.22.4)
Thucydides did
not write for performance -- perhaps to
underscore this point, he wrote many passages
that are so complex and impenetrable in language
that ancient speakers of Greek (like Dionysius of
Halikarnassos) could scarcely understand them.
Thucydides wrote prose that needs to be studied
and that no general audience could ever grasp
from a single, oral performance. He defied the
glibness of style and the laxness of method that
he attributed to those who had gone before him,
creating a refined prose work designed to
withstand generations of close study. And in this
he was spectacularly successful. Thucydides'
History of the Peloponnesian War remains a staple
not only in ancient history, but in political
philosophy and international relations as well.
Robert Strassler's 1996 Landmark edition of
Thucydides,[6] undertaken as a labor of love by
an investment banker, became an unexpected hit,
striking a chord of interest that no one -- least
of all Strassler -- had anticipated.
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But if Thucydides affected an austerely
intellectual rigor and refused to appeal to the
popular culture of his time, he nevertheless saw
in his written work the source for an emotional
engagement that would exceed in intensity and
outlast cheap sensationalism. The Funeral Oration
which Thucydides attributes to Perikles presents
an idealized vision of Athens. Perikles does not
claim that Athenian temporal power would be
permanent -- he does not even anticipate a
thousand year Reich. He does, however, boast that
Athens' reputation would never die. At the climax
of his oration, delivered in honor of those who
had died fighting Sparta and its allies (and the
direct cultural ancestor of the Gettysburg
Address[7]), Perikles articulates his vision of
Athenian greatness: [2] For this offering of
their lives made in common by them all they each
of them individually received that renown which
never grows old, and for a sepulchre, not so much
that in which their bones have been deposited,
but that noblest of shrines wherein their glory
is laid up to be eternally remembered upon every
occasion on which deed or story shall fall for
its commemoration. [3] For heroes have the whole
earth for their tomb; and in lands far from their
own, where the column with its epitaph declares
it, there is enshrined in every breast a record
unwritten with no tablet to preserve it, except
that of the heart. (Thuc. 2.43)The above passage is
remarkable for its apparent dismissal of writing.
Athenian glory only has real existence insofar as
it penetrates individual hearts and as real human
beings emotionally embrace the memory of Athens.
Written documents themselves are nothing. Human
recognition -- and especially a recognition that
includes heart as well as head -- is the only
true form of glory.
Nevertheless,
there is no contradiction between the austerity
of Thucydides' own rejection of sensationalism
and the vision laid out by the Thucydidean
Perikles. Athens' glory will endure over time and
it will fire the minds of those who come after,
but largely because Thucydides has composed, in
cool written form, his best exposition of what
really happened. The written history, subject to
scrutiny and criticism for all time, would be the
seed from which profound emotion would grow. And,
indeed, this is precisely what has happened, for
it is through Thucydides that we still must
largely view the Athens of empire and democracy.
In Thucydides'
view, the austerity of his work was not so much a
rejection of passion and emotion as it was a
tactical retreat from sensationalism and a
foundation for emotions that would be deeper and
more firmly rooted. Thucydides, for all the dour
realism that his writing affects, pursues an
optimistic intellectual goal that is progressive
in the truest sense of the word.
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But if the methodology that Thucyides espouses in
the opening of his history, the vision of Athens
that his Perikles unfolds after one year of war,
and even Athenian material power point towards a
progressive vision of history, events themselves
follow a more ambiguous course. Athens, the
sea-power and financial center, falls to the
supposedly obsolescent Sparta and its allies. A
terrible plague claims Perikles among its
victims, and venal leaders who cannot maintain
Athenian greatness arise. The historian himself
makes it clear that he can describe, but not
assuage, such problems as plague (2.48.3) and the
collapse into barbarium (3.82.2).Above all, the austere
utilitarianism with which the (otherwise unknown)
Diodotus prevents Athens from committing genocide
at Mitylene degenerates into the brutal reasoning
and pitiless slaughter on the island of Melos.
Neither writing nor money -- two fundamental
indices of fifth-century modernism and keys to
Athenian culture -- could prevent a perceived
social collapse as war dragged on for almost
thirty years.
Thucydides lived
through a period of bitter disillusion that the
British elites after the "Great War" or
their American counterparts after Vietnam would
quickly reckon. Plato spent his life trying to
resolve the problems that Thucydides articulates
in his history, above all the notion that
"might makes right" and the justice is
an ideological illusion. His greatest work, the Republic,
takes its departure from the crass power politics
and brutal realism that we find in Thucydides'
Melian dialogue and establishes for justice a
value that transcends any utilitarian measures.
Born into the highest reaches of Athenian
society, Plato grew up as the values which had
defined his class weakened and an international,
in many ways attractive, society, centuries old,
seemed to be dissolving around him. The central
problem for Plato was the same as that which
ultimately confronted Thucydides: the technology
and social "progress" of the fifth
century failed to sustain itself. But where
Thucydides was a grown man before war tore his
world apart, Plato was born into a world of
slaughter, plague and anxiety. He never
experienced a "Periklean age," where
Athens, however anxious about the future,
dominated the Greek world. He grew up among the
intellectual wreckage of a "lost
generation." Plato, in other words,
confronted a world readily comparable to that of
the late twentieth century industrialized
democracies.
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Plato also exhibits a much more nuanced view of
contemporary information technology than his
older contemporary. Just as Plato, in the opening
of the Republic recapitulates ideas about
power politics that we find in Thucydides, he
summarizes in the Phaedrus the same
optimism that we can trace in the Prometheus
Bound and in Thucydides. Plato's Socrates
recounts the story of Theuth, an Egyptian
Prometheus, who invented numbers and arithmetic
and geometry and astronomy, also draughts and
dice, and, most important of all, letters (Plat.
Phaedr. 274d): The story goes that Thamus
said many things to Theuth in praise or blame of
the various arts, which it would take too long to
repeat; but when they came to the letters,
"This invention, O king," said Theuth,
"will make the Egyptians wiser and will
improve their memories; for it is a drug
(pharmakon) of memory and wisdom that I have
discovered." (Plat. Pheadr. 274e)
This, of course,
is essentially the same argument that we
encountered in the Prometheus Bound.
Writing constitutes artificial memory and extends
the range of human intelligence. It accompanies
the other applied arts and that culture on which
upon which these applied arts depend. Thucydides
would apply this notion far more subtly,
demonstrating in his history concretely how a
scientific, written account of events could
immortalize the events of his time and extend the
subsequent memory of humankind. Plato, however,
only introduces the conventional boasts of
writing so that the Egyptian king Thamus can
critique them:
But Thamus
replied, "Most ingenious Theuth, one man has
the ability to beget arts, but the ability to
judge of their usefulness or harmfulness to their
users belongs to another; [275a] and now you, who
are the father of letters, have been led by your
affection to ascribe to them a power the opposite
of that which they really possess. For this
invention will produce forgetfulness in the minds
of those who learn to use it, because they will
not practice their memory. Their trust in
writing, produced by external characters which
are no part of themselves, will discourage the
use of their own memory within them. You have
invented a drug (pharmakon) not of memory, but of
reminding; and you offer your pupils the
appearance of wisdom, not true wisdom, for they
will read many things without instruction and
will therefore seem [275b] to know many things,
when they are for the most part ignorant and hard
to get along with, since they are not wise, but
only appear wise. (Plat. Phaedr. 274e-275a)
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Jacques Derrida made this passage of the Phaedrus
famous in literary studies: the ambiguities of
the Greek word are very similar to those of Greek
pharmakon, and Derrida was able to use the issues
involved here to help dramatize the ambiguities
of language. This paragraph, for all its apparent
simplicity, is extremely dense, alluding
backwards to a range of themes from earlier Greek
literature, while at the same time anticipating
the fundamental objection to modern media. On the
one hand, writing externalizes knowledge, giving
that knowledge an existence outside the human
brain and thus allowing that knowledge to outlive
frail biological wetware, but knowledge
externalized, available on demand for casual
access, never wholly absorbed or internalized in
any one mind, becomes information -- a commodity
that anyone can acquire -- rather than knowledge,
much less wisdom -- the studied and cultivated
ability to apply knowledge judiciously. Plato is
directly attacking that optimism that we can see
in Thucydides, but the attack is tactical rather
than strategic. Thucydides envisions a world in
which his austere written history will excite
human wonder and passion. Plato looks to a world
of couch potatoes who cannot remember what passed
through their minds a day before and of slick
consultants who market a veneer of expertise.Thucydides and Plato
differ in their emphases: Thucydides, for all the
overt pessimism that runs through much of his
history, in his practices implies an optimism
over the value, if not the utility, of written
history: whether or not we learn from the past to
control the future, we can lose ourselves in the
reasoned contemplation of Athens and its
struggles. Plato focuses instead upon the effect
of writing as artificial memory, as knowledge
disembodied from the human brain. If Plato
focuses upon the negative consequences of writing
and thus pushes in a direction different from
that of Thucydides, the contrast emerges
precisely because both writers share the same
values: each measures the value of writing
according to the impact that it has upon the
reader.
The shared values
of Thucydides and Plato animate the best of the
critique aimed against information technology,
twenty five hundred years ago and today. But, of
course, any argument about technology derives its
force from some larger context, in this case the
general purpose of education. Two attitudes have
contended furiously for as long as we can trace
arguments about education. According to one
position, conventionally associated with Plato,
knowledge has value in and of itself. This
argument can take an abstract form in which some
transcendent Truth, perhaps scientific, perhaps
philosophical, perhaps religious, is the source
of all value. Conversely, this argument can be
relentlessly practical: education is valuable
because it produces useful knowledge, i.e.,
knowledge that allows us to better master our
environment, to preserve or restore our health,
to satisfy our physical needs and appetites of
all kinds etc. These two variations of this
attitude are, of course, generally related --
they struggle ceaselessly, for example, within
the US National Science Foundation, as the
proponents of basic and applied science compete
for resources. Nevertheless, for the pure
mathematician and the engineer, information
technology -- writing, print, electronic storage
-- is essential because it allows us to create
shared structures of knowledge far greater than
any one brain could encompass.
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According to the second attitude, education has
value not so much because of the knowledge that
it produces as because of the impact that it
exerts upon human character. This position, like
its counterpart, has both an abstract and an
applied wing. All systems for the perfection of
human character, whether the Christian quest for
salvation, the Confucian drive towards
self-improvement or the Buddhist yearning for
transcendence, order the disparate impulses and
conditions of human life in a grand quest for
some transcendent project. In its more applied
form, this education leads to a republican
rhetorical tradition in which neither abstract
truth nor even, contrary to general perception,
short term successes are the object.The republican rhetorical
tradition has little to do with bamboozling
yokels; it assumes, instead, a contest of words
and eloquence among equals, all of whom quickly
learn the cheap tricks of argumentation and who,
as a group, set de facto standards for discourse.
The republican rhetorical tradition, from
Perikles and Cicero to Lincoln and Churchill,
challenges its practitioners to perfect their
command of language and their understanding of
the values which their fellows share. Such
speakers depend for the success both upon the
eloquence of what they say and upon the moral
authority which they accumulate over time. At
their best, they redefine their societies,
winning consent for bold ideas and for shared
efforts that renew and invigorate their
societies. Promulgating drivel or barbarism may
succeed in the short term but ultimately
undermines the republican system, leading to
chaos or an authoritarian society, both of which
squelch the rough give-and-take among political
peers.
Of course, there
are few who purely embody either position, but
Plato is remarkable precisely because he manages
at once to champion both education as the source
for truth and as the engine for moral perfection.
(Post-modern society, conversely, comes to close
to rejecting both, insofar as it dismisses
notions of transcendent truth and undercuts any
notion of moral perfection.) The arguments that
swirl about the transformation of the book depend
largely upon the dichotomy between these two
attitudes. Those who most enthusiastically
champion new technology often do so because their
eyes have fixed upon the expanded edifice of
knowledge that we can construct in this brave new
digital world. Whether their visions focus more
upon the beauty of a vast new shared society of
knowledge or upon the material benefits to
society (or themselves) that such new knowledge
may bring, for them artificial memory and,
ultimately, artificial intelligence are
attractive precisely because they separate
elements of intellection from the warm tissues of
the human body.
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We humanists, insofar as we are humanists, belong
to the second tradition. Ultimately, the ideas
that we pursue do not add to our scientific
understanding or produce new mechanisms for the
manipulation of the physical world. Insofar as we
are humanists, we have forsworn such tangible and
practical goals. Our ideas have no value if they
do not, as ideas, command attention and interest
of other living beings. Insofar as we are
humanists, we have also forsworn theology and do
not, in our professional capacities, further the
awesome religious movements that have proven
uniquely capable of moving humanity. Insofar as
we are humanists, we dedicate ourselves to the
life of the mind, whether Aristotle's' life of
contemplation or Cecil's struggles in the forum
of our own time. None of these categories is, in
practice, absolute. Those of us who study past
cultures must also contribute to our knowledge of
the subject, while our colleagues in science and
engineering believe that character and intellect
must develop together. If we in the humanities do
not passionately explore our fields, then we are
not true humanists but priests of a static dogma.
If scientists and engineers do not develop moral
or rhetorical skills, they will become corrupt or
ineffective. Nevertheless, the federal government
does not invest vast sums of money into
scientific research to develop character or to
foster civic republicanism, and the production of
knowledge in the humanities matters only insofar
as it affects, directly or indirectly, the
undergraduate curriculum or some audience beyond
the specialists. Digital libraries have
captured the imagination of researchers in
classics, old and young, conservative and
radical, for over a generation: after receiving
the endorsement of an international body of
scholars, the Thesaurus Linguae Graecae (TLG) at
UC Irvine began in 1972 to build a database of
all early Greek literature -- for us, the TLG
allows us to explore our core data in ways that
had been physically impossible and, insofar as we
value the production of knowledge, we have long
admired the TLG and its electronically
transmogrified books. Nevertheless, the real
value of this new technology lies less in how it
enhances our research and the sheltered
conversation of specialist with specialist as it
allows us to redefine the relationship between
researchers and the rest of the world. We need to
ask two basic questions, one quantitative, the
other qualitative: what effect does the new
technology have on the raw number of those
intellectually engaged with antiquity (or in any
area of the humanities) and on the quality of
that engagement. If no one were to study some
area in the humanities except specialists, then
the game is up for that area and its days as
identifiable sub-discipline are probably
numbered. On the other hand, it is not clear what
value we offer if we worry only about engaging
non-specialists and reduce ourselves to
entertainment: if we subordinate ourselves wholly
to popular tastes and do not challenge our
audience to rise above the passivity of network
television or even mass produced weekly
magazines, then we may add to the quantity of
content available but we will become just another
category of programming. Our goal must be to
demonstrate that culture extends beyond the
market-driven popular culture of our time and
that even the Discovery Channel and Time Magazine
constitute can do no more than arouse interest in
larger topics that require more extensive
thought.
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The quantitative argument is easy to address. A
reasonably successful academic publication might
sell 1,000 copies, most of which will normally
sit unused in university libraries or faculty
offices. The potential audience on the Internet
is at least 10,000,000 machines, four orders of
magnitude larger -- since the average sales of
academic publications is certainly not rising and
the number of people with access to the World
Wide Web is certainly not shrinking, this ratio
is going to increase during the foreseeable
future. But even if only an infinitesimal
percentage of machines ever visit any given site,
the number can readily dwarf that of print: as of
fall 1997, the WWW version of the Perseus digital
library on ancient Greco-Roman culture attracts
upwards of 7,000 visitors per day. Only half of
the identifiable Internet addresses come from
higher education (*.edu). A survey of the access
logs and of the mail that we receive makes it
clear that we are not only reaching conventional
academics but grade school children and adult
learners resuscitating their knowledge of Greek
and Latin. We are reaching office parks, rural
homes, schools, and even military installations.
We have users not only in Europe and the English
speaking world, but in Japan and South America --
where students of Greco-Roman culture had had
little contact with experts on North America and
Europe. Virtually nothing that we, as academics,
publish will find its way into the Walden Books
chains or the general school and public library
system. Everything that we now publish freely on
the Web is immediately available in a substantial
percentage of classrooms, public libraries and
homes. But, of course, simply making available
documents designed for a print medium and written
by professors for other professors will not get
us very far. Redesigning our publications so that
they can reach this wider audience is the major
challenge that confronts the next generation of
humanists.But
as soon as we focus on adapting ourselves to this
new audience so that we can promote the
quantitative increases in our audience that all
of us in the humanities desperately need, we must
decide on what our audience will be and what kind
of experience we hope to foster.[8] The greatest
danger here is transferring habits of thought and
usage that are the products of print technology
into an electronic environment with different
constraints and possibilities.
Technology, even
when revolutionary, generally has an immediate
impact upon the tactical decisions that we make
(e.g., how to manage a ship powered by coal
rather than wind) and it may ultimately have
strategic implications (e.g., the need to
maintain a world wide network of coaling bases)
but it need not affect the overall goals involved
(e.g., control of the sea). Writing made possible
the historical study of literature, qualitatively
changing the way in which we could interact with
the distant past. Subsequent advances in
information technology such as the codex,
printing and electronic systems have
revolutionized the way in which we study
literatures of the past, but the Alexandrian
scholars of the third century BCE, transported to
the early twentieth century library of congress
or a digital library project would quickly
recognize what their later colleagues were doing.
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Nevertheless, if the possibilities of a new
technology allow us to redefine how we go about
pursuing our larger goals and indeed to rethink
which ideal goals we can reasonably pursue, then
we must look for the constraints of a prior
technology that we have internalized into our
present work lest we confuse bugs in the system
with features. Classicists, for example, rarely
write anything for a wide audience: the
university presses that have published our major
ideas as books and brokered our careers prod us
to write for a general audience, but, in
classics, this largely means that we translate
the Greek and Latin, reduce our footnotes, and
explain some of our ideas -- all fairly
superficial changes. Of course, we have very
little reason to change the way that we write:
virtually no one outside the academy will ever
see any of our publications and our real audience
consists of our colleagues in classics or (if we
are very ambitious) one or more adjacent academic
specialties (e.g., philosophers who have an
interest in Plato). But many of us, enmeshed in
the system of publication, tenure, promotion and
the parochial recognition of our peers, not only
overlook the fact that such isolation renders our
field untenable in the long run but even perceive
our isolation not as a terrible weakness and
danger to our field but as a sign of our
intellectual rigor and purity. Throughout
academia, the communities that we establish
become hostile enclaves, their inhabitants eager
to drive out anyone not fluent in the local
patois. The
study of classical literature -- and this holds
true for classical literatures in China, India,
and the Islamic world -- introduces its audience
into a complex, interlocking network of
documents. First, reading classical
literatures--Greco-Roman, Chinese,
Islamic--requires mastery of a demanding language
no longer in current usage, but this linguistic
mastery, challenging as it may be, constitutes
only the initiation into a textual world that may
be small in size -- all of Greco-Roman literature
can be stored in a single large book-case
but that no human being can fully master. Second,
classical literatures that have flourished and
elicited study over centuries generally rely upon
a core of exceptionally successful works that
accomplish two radically distinct, and often
opposed, goals at once. On the one hand, they can
appeal to those with little knowledge of the
field -- Homer, Greek Tragedy and Plato, for
example, continue to be read in English by
audiences with little knowledge of ancient Greek
culture; Latin literature may not have quite the
same appeal in English translation, but high
school students continue to struggle through
authors such as Vergil and Cicero.
Students can
encounter these works at an early age and enjoy
them -- I learned early on in my teaching career
from student evaluations, for example, that
whatever my audience thought of my lecture style,
ideas, exams, grading etc., they almost
invariably came to enjoy and admire Greek drama.
Nevertheless, these works can be read and reread
throughout a lifetime: a reader intellectually
engaged in the Iliad or the Republic
can take away new insights from each fresh
reading from the age of seventeen through
advanced age.
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Third, classical literatures are cumulative: each
time that we devote a major effort to mastering
any one author, we enhance our understanding of
many other texts as well. This is certainly true
about any literature -- the more we know about
the cultural and literary context, the more ways
in which we can view an individual work. The more
we know about Homer, the better we can understand
not only Vergil but Plato as well, each of whom
wrote in the shadow of the Iliad and the Odyssey.
The Homeric Epics stand at the beginning of
European literature and have no surviving
antecedents, but the more we learn about archaic
society, the better we can understand these poems
as well. Professional classicists can expect to
increase their intellectual range, studying new
texts for the first time, rereading well known
authors with wholly new sets of questions, and
tangibly deepening the experience of reading any
given text. Some texts, such as the Homeric Epics
or Greek Drama, are so rich and complex that
sensitive readers can study them from childhood
to old age and still continue to learn something
with each rereading. Even before vast bodies of
information and ideas from archaeology, literary
theory, anthropology, sociology, art history,
cognitive science, linguistics and other
disciplines were available to challenge and
transform the way that we study these texts, we
had more than enough to support the life of the
mind from childhood onwards.Insofar as we only reach
students from the ages of roughly eighteen to
twenty-one, we are not living up to our larger
mission. We need, of course, to teach students to
think and to prepare them for their work in later
life, but we must never confuse this aspect of
our task with the task as a whole -- our students
(and their parents) already worry far too much
about where they will be at twenty-five or thirty
and not nearly enough about where they will be at
forty, sixty or eighty. Ideally, we are providing
our students with a foundation of knowledge upon
which they can draw throughout their lives. Our
students may well have little time in the years
after they graduate for much besides establishing
their careers and establishing families, but most
will, sooner or later, begin to hunger for
something beyond their daily lives. The BA in
classics may later develop an interest in
twentieth century Latin American literature or
Japanese Film, but reading Homer should provide
that BA with a sense of how to engage artistic
creations in a disciplined fashion. Conversely,
we need to be able to support an interest in our
fields that arises long after college.
Book culture has
served professional academics and intellectuals
well -- or at least those who have access to
major libraries -- but it has had much more
limited success in helping a wider audience
cultivate sustained interests over a long period
of time. Public libraries, book clubs, mall
bookstore chains and other outlets can only do so
much. It is simply impracticable for most of
those outside of a university environment to
cultivate sustained areas of interest -- nowhere
outside of academia is that depth of print
information available that can satisfy or
stimulate a voracious interest in most subjects.
A curious twelve year old living in an affluent
suburb with a model public library can quickly
exhaust its traditional printed resources on
Human Evolution or Inner Asian History. Her
thoughtful fifty-two year old compatriot may
simply not have the time in her schedule to visit
a library with any regularity. The growth of
cable programming on history and science reflects
the frustrated hunger for ideas and the
limitations of the traditional print library in
isolation.
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Digital technologies such as CD ROM (which let us
disseminate hundreds of interlinked books) and,
of course, the Internet (through which we can
reach millions of documents) are still in their
infancy, but they are already beginning to
redefine both what questions we academics can ask
and, more importantly, who can ask what. We can,
for example, see signs of a revolutionary change
in one core area of classics. However well our
students may learn classical languages in their
student days, they have traditionally had little
prospect of retaining these skills later in life,
when their careers and family obligations allow
them to broaden their interests and when they are
often hungry to read works such as the Iliad or
the Republic again. When our former students wish
to return to Plato or Vergil, their linguistic
knowledge has receded and they lack the support
system to work their way through the language.
Now, however, we provide not only raw access to
many Greek and Latin texts on the World Wide Web
but, more importantly, links between source texts
and reading aids of various kinds, including
lexica, grammars, commentaries, and morphological
analyses of individual words. In some cases, we
make faster and more widely available functions
that could be done in a library or if the reader
had assembled a bookshelf full of reference
works.In
other cases, we allow readers to perform
functions or ask questions that have never before
been possible. While a great deal remains to be
done, we have already been able to transform the
way in which those beyond the academy can
interact with Greek and Latin literature.
Already, we have begun to hear from former
classics majors who never expected to read Greek
or Latin again and who are now able to consider
resuscitating their knowledge. At the same time,
we can now begin to tell our students that the
work which they do at twenty will serve them
again at forty or seventy. By changing the
relationship between our core texts and the wider
public, we change the value that these texts have
for our traditional full-time students.
Millions of
people may not develop a passionate interest in
Greek and Latin language in the immediate future,
but numbers are not the point, since the example
of classical languages could be replicated
throughout the intellectual world Every
discipline in the humanities has functions that
books can only imperfectly support. Printed
illustrations are very expensive: it is extremely
difficult to study art from books because there
are never enough pictures or enough details. Nor
have the weaknesses of print publication enhanced
the value of the original objects -- in
developing a visual database of Greek art we grew
accustomed to curators fearful that digital
images, if too good, could lower interest in the
originals. All of our experience to date
indicates that the opposite is true: the better
the published documentation and the fuller the
pictures, the greater the interest in the
original. This is the positive side of the
"papparazzo principle."
Likewise, virtual
reconstructions of vanished spaces, especially
when these reconstructions are linked to digital
libraries of information about the culture
represented.
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Our greatest goal as intellectuals is to create a
seamless web of knowledge so that the curious may
pursue their interests as far their will and
ability take them, rather than as far as
traditional print publication has allowed. The
viewer captivated by Branagh's Hamlet should be
able to compare Branagh's Hamlet with that of
Olivier and Zefferelli, survey the kinds of
questions experts on the play have raised, even
compare the First Folio edition with the version
of the play as adopted in a given performance.
The technical barriers to such a seamless Web of
knowledge are relatively modest. Simple access to
academic publications now safely ensconced in
research libraries will have little affect
because these publications were written by
specialists and for specialists. We must think
long and hard about how we write, cultivating
ways to make our ideas more readily accessible to
an open-minded and interested public. Some ideas
may be too complex, but often jargon and academic
short-hand needlessly obscure our main points.
Most publications may address minutiae and points
of little general applicability, but the core
issues that we are exploring and a large body of
data should be readily accessible. Such a finely
designed Web of knowledge would indeed help both
the general public and researchers. As one
colleague observed, describing the function of an
astrolabe in terms comprehensible to a twelve
year old made the description more useful for
non-specialist scholars unfamiliar with
astrolabers.As a humanist, I see
little to lose from a electronic media. We have,
like medieval monks in their monasteries,
cultivated and maintained a magnificent culture
of learning in our universities, but it is our
obligation to seize upon every means at our
disposal not only to help our own research but
also to reach that wider audience. Artificial
dichotomies between paper and electronic media
only distract us from the question of who does
what. As a classicist, I know full well that
print did not create a new kind of textuality
that was qualitatively superior to what went
before but allowed the experience of textuality
to reach more people than scribal culture ever
could. We may smile at the "sweatness and
light" that Matthew Arnold saw at the core
of intellectual life -- we are more apt to
challenge conventional pieties and focus upon
uncomfortable truths -- and we certainly have a
much broader range of interests than those of
Arnold's Oxford, but our mission is the same: to
reach out and communicate our ideas -- and,
equally important, our passionate engagement with
those ideas to the widest possible audience. Our
work has barely begun: while our large goals --
to increase knowledge and to communicate what we
have learned -- may not change, we must, in the
years to come, rethink every aspect of our work.
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BibliographyBirkerts, S. (1994). The
Gutenberg Elegies. Winchester, MA, Faber
and Faber.
Crane, G. (1989).
"Creon and the `Ode to Man' in Sophocles' Antigone."
HSCP 92: 103-116.
Flory, S. (1980).
"Who Read Herodotus' Histories." AJP
101: 12-28.
very nice
discussion of the problems that herod had to
consider. the audience for such a huge book must
have been small, and creating this work in the
fifth century was something of a miracle and a
selfless turning away from the mass audience.
lots of material to work with here in this
article.
Stoll, C. (1995).
Silicon Snake Oil: Second Thoughts on
the Information Highway. New York, Doubleday.
Thomas, R.
(1989). Oral Tradition and Written
Record in Classical Athens. Cambridge, Cambridge
University Press.
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